Meta Platforms, Inc. — Director's Dealing 2017

Nov 7, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2017-11-07

Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-07	Class A Common Stock	C	11300900	—	Acquired	11300900	Indirect
2017-11-07	Class A Common Stock	G	10300000	—	Disposed	1000900	Indirect
2017-11-07	Class A Common Stock	G	10300000	—	Acquired	10300000	Indirect
2017-11-07	Class A Common Stock	G	900800	—	Disposed	100100	Indirect
2017-11-07	Class A Common Stock	G	100100	—	Disposed	0	Indirect
2017-11-07	Class A Common Stock	G	100100	—	Acquired	100100	Indirect
2017-11-07	Class A Common Stock	J	468566	—	Disposed	0	Indirect
2017-11-07	Class A Common Stock	J	468566	—	Acquired	468566	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-07	Class B Common Stock	$	C	11300900	Disposed		Class A Common Stock (11300900)	Indirect
2017-11-07	Class B Common Stock	$	J	468566	Disposed		Class A Common Stock (468566)	Indirect
2017-11-07	Class B Common Stock	$	J	468566	Acquired		Class A Common Stock (468566)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	587633	Indirect
Class A Common Stock	684030	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2241685)	2241685	Indirect

Footnotes

F1: Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.

F2: Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation"). The reporting person is deemed to have voting and investment power over the shares held by CZ Foundation, but has no pecuniary interest in these shares.

F3: Represents shares of Class A Common Stock that CZI donated as a gift to Silicon Valley Community Foundation ("SVCF"). Neither CZI nor the reporting person exercises voting or investment control, directly or indirectly, over SVCF or any of its affiliates, or over the donated shares following this transfer. Neither CZI nor the reporting person has any pecuniary interest in any shares held by SVCF.

F4: Shares held of record by Chan Zuckerberg Advocacy. The reporting person is deemed to have voting and investment power over the shares held by Chan Zuckerberg Advocacy, but has no pecuniary interest in these shares.

F5: Shares contributed from the 2006 Trust to CZI. The 2006 Trust is the sole member of CZI.

F6: Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.

F7: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.

F8: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.

F9: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10: Shares distributed from CZI to the 2006 Trust. The 2006 Trust is the sole member of CZI.