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Meta Platforms, Inc. Director's Dealing 2017

Jan 18, 2017

29738_dirs_2017-01-18_b2a0ac01-8bdf-41ed-9f11-f4ea01c262dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2016-12-22

Reporting Person: Cox Christopher K (Chief Product Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-22 Class A Common Stock G 210000 Disposed 182338 Direct
2017-01-15 Class A Common Stock C 59952 Acquired 210690 Direct
2017-01-15 Class A Common Stock F 31283 $128.34 Disposed 179407 Direct
2017-01-15 Class A Common Stock C 11370 Acquired 190777 Direct
2017-01-15 Class A Common Stock F 4839 $128.34 Disposed 185938 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-15 Restricted Stock Unit (RSU) (Class B) $ M 59952 Disposed 2021-03-24 Class B Common Stock (59952) Direct
2017-01-15 Class B Common Stock $ M 59952 Acquired Class A Common Stock (59952) Direct
2017-01-15 Class B Common Stock $ C 59952 Disposed Class A Common Stock (59952) Direct
2017-01-15 Restricted Stock Unit (RSU) (Class B) $ M 11370 Disposed 2019-08-25 Class B Common Stock (11370) Direct
2017-01-15 Class B Common Stock $ M 11370 Acquired Class A Common Stock (11370) Direct
2017-01-15 Class B Common Stock $ C 11370 Disposed Class A Common Stock (11370) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 76945 Indirect
Class A Common Stock 28816 Indirect

Footnotes

F1: Represents shares of Class A Common Stock that were donated as a gift. The reporting person does not exercise voting or investment control, directly or indirectly, over the donated shares following this transfer.

F2: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

F3: Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

F4: Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox Revocable Trust.

F5: Shares held of record by Remainder Interest Trust Created under the Christopher K. Cox 2009 Annuity Trust dated 5/29/2009, Visra Vichit-Vadakan, Trustee, the beneficiaries of which include the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F6: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F7: The RSUs vest as to 1/16th of the total shares quarterly, beginning on July 15, 2014, subject to continued service through each vesting date.

F8: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.

F9: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F10: The RSUs vest as to 1/48 of the total number of shares monthly, beginning on September 1, 2013, subject to continued service through each vesting date.