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Meta Platforms, Inc. Director's Dealing 2016

Feb 12, 2016

29738_dirs_2016-02-12_34102ff1-f378-4a73-945b-b53d1173a042.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2015-12-31

Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-11 Class A Common Stock G 282883 $0.00 Disposed 1050117 Indirect
2015-05-11 Class A Common Stock G 282883 $0.00 Acquired 283124 Indirect
2015-05-11 Class A Common Stock G 108413 $0.00 Disposed 1224587 Indirect
2015-05-11 Class A Common Stock G 108413 $0.00 Acquired 391537 Indirect
2015-05-11 Class A Common Stock G 54409 $0.00 Disposed 1278591 Indirect
2015-05-11 Class A Common Stock G 54409 $0.00 Acquired 445946 Indirect
2015-12-22 Class A Common Stock J 160 $0.00 Disposed 445786 Indirect
2015-12-22 Class A Common Stock J 160 $0.00 Acquired 160 Indirect
2015-12-22 Class A Common Stock J 282883 $0.00 Disposed 162903 Indirect
2015-12-22 Class A Common Stock J 282883 $0.00 Acquired 283043 Indirect
2015-12-22 Class A Common Stock J 54409 $0.00 Disposed 108494 Indirect
2015-12-22 Class A Common Stock J 54409 $0.00 Acquired 337452 Indirect
2015-12-22 Class A Common Stock J 108413 $0.00 Disposed 81 Indirect
2015-12-22 Class A Common Stock J 108413 $0.00 Acquired 445865 Indirect
2015-12-22 Class A Common Stock J 81 $0.00 Disposed 0 Indirect
2015-12-22 Class A Common Stock J 81 $0.00 Acquired 445946 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-05-11 Class B Common Stock $ G 25986 Disposed Class A Common Stock (25986) Indirect
2015-05-11 Class B Common Stock $ G 25986 Acquired Class A Common Stock (25986) Indirect
2015-05-11 Class B Common Stock $ G 3271779 Disposed Class A Common Stock (3271779) Indirect
2015-12-01 Class B Common Stock $ G 45083762 Disposed Class A Common Stock (45083762) Direct
2015-12-01 Class B Common Stock $ G 45083762 Acquired Class A Common Stock (45083762) Indirect
2015-12-22 Class B Common Stock $ J 414123745 Disposed Class A Common Stock (414123745) Indirect
2015-12-22 Class B Common Stock $ J 414123745 Acquired Class A Common Stock (414123745) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (3) 3 Indirect

Footnotes

F1: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 1, dated 5/8/2014.

F2: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 (2006 Trust).

F3: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.

F4: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.

F5: Shares contributed from the 2006 Trust to Chan Zuckerberg Initiative, LLC (CZI). The 2006 Trust is the sole member of CZI.

F6: The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.

F7: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F8: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.

F9: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.

F10: Shares held of record by Mark Zuckerberg, Trustee of the Openness Trust dated April 2, 2012.