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Meta Platforms, Inc. — Director's Dealing 2016
Feb 12, 2016
29738_dirs_2016-02-12_34102ff1-f378-4a73-945b-b53d1173a042.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2015-12-31
Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-11 | Class A Common Stock | G | 282883 | $0.00 | Disposed | 1050117 | Indirect |
| 2015-05-11 | Class A Common Stock | G | 282883 | $0.00 | Acquired | 283124 | Indirect |
| 2015-05-11 | Class A Common Stock | G | 108413 | $0.00 | Disposed | 1224587 | Indirect |
| 2015-05-11 | Class A Common Stock | G | 108413 | $0.00 | Acquired | 391537 | Indirect |
| 2015-05-11 | Class A Common Stock | G | 54409 | $0.00 | Disposed | 1278591 | Indirect |
| 2015-05-11 | Class A Common Stock | G | 54409 | $0.00 | Acquired | 445946 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 160 | $0.00 | Disposed | 445786 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 160 | $0.00 | Acquired | 160 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 282883 | $0.00 | Disposed | 162903 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 282883 | $0.00 | Acquired | 283043 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 54409 | $0.00 | Disposed | 108494 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 54409 | $0.00 | Acquired | 337452 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 108413 | $0.00 | Disposed | 81 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 108413 | $0.00 | Acquired | 445865 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 81 | $0.00 | Disposed | 0 | Indirect |
| 2015-12-22 | Class A Common Stock | J | 81 | $0.00 | Acquired | 445946 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-11 | Class B Common Stock | $ | G | 25986 | Disposed | Class A Common Stock (25986) | Indirect | |
| 2015-05-11 | Class B Common Stock | $ | G | 25986 | Acquired | Class A Common Stock (25986) | Indirect | |
| 2015-05-11 | Class B Common Stock | $ | G | 3271779 | Disposed | Class A Common Stock (3271779) | Indirect | |
| 2015-12-01 | Class B Common Stock | $ | G | 45083762 | Disposed | Class A Common Stock (45083762) | Direct | |
| 2015-12-01 | Class B Common Stock | $ | G | 45083762 | Acquired | Class A Common Stock (45083762) | Indirect | |
| 2015-12-22 | Class B Common Stock | $ | J | 414123745 | Disposed | Class A Common Stock (414123745) | Indirect | |
| 2015-12-22 | Class B Common Stock | $ | J | 414123745 | Acquired | Class A Common Stock (414123745) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (3) | 3 | Indirect |
Footnotes
F1: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 1, dated 5/8/2014.
F2: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 (2006 Trust).
F3: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.
F4: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.
F5: Shares contributed from the 2006 Trust to Chan Zuckerberg Initiative, LLC (CZI). The 2006 Trust is the sole member of CZI.
F6: The 2006 Trust is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F7: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F8: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.
F9: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.
F10: Shares held of record by Mark Zuckerberg, Trustee of the Openness Trust dated April 2, 2012.