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Meta Platforms, Inc. — Director's Dealing 2016
Feb 23, 2016
29738_dirs_2016-02-23_423540e9-8cff-4bdc-99b7-33c27064f695.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2016-02-18
Reporting Person: Koum Jan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-18 | Class A Common Stock | J | 1200530 | — | Disposed | 2242343 | Indirect |
| 2016-02-18 | Class A Common Stock | J | 1200530 | — | Acquired | 46789555 | Indirect |
| 2016-02-19 | Class A Common Stock | S | 14652 | $102.6444 | Disposed | 46774903 | Indirect |
| 2016-02-19 | Class A Common Stock | S | 16271 | $103.7502 | Disposed | 46758632 | Indirect |
| 2016-02-19 | Class A Common Stock | S | 88200 | $104.4528 | Disposed | 46670432 | Indirect |
| 2016-02-22 | Class A Common Stock | S | 230760 | $105.8803 | Disposed | 46439672 | Indirect |
| 2016-02-22 | Class A Common Stock | S | 834809 | $106.8318 | Disposed | 45604863 | Indirect |
| 2016-02-22 | Class A Common Stock | S | 488084 | $107.7594 | Disposed | 45116779 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3500000 | Indirect |
| Class A Common Stock | 3500000 | Indirect |
| Class A Common Stock | 3500000 | Indirect |
| Class A Common Stock | 3500000 | Indirect |
| Class A Common Stock | 141489 | Indirect |
| Class A Common Stock | 141489 | Indirect |
| Class A Common Stock | 2528672 | Indirect |
Footnotes
F1: Represents the transfer of shares from Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IV U/A/D 2/4/2015 to Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. This transaction represents a substitution of assets between the trusts, and the reporting person remains the beneficial owner of all of the shares after the transfer.
F2: Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IV U/A/D 2/4/2015.
F3: Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004.
F4: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.10 to $103.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.10 to $104.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.10 to $104.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.37 to $106.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.37 to $107.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.37 to $108.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VIII U/A/D 01/29/2016.
F12: Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015.
F13: Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VI U/A/D 8/5/2015.
F14: Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VII U/A/D 10/20/2015.
F15: Shares held of record by Jan Koum, Trustee of The Jan Koum Trust I U/A/D 4/29/2014.
F16: Shares held of record by Jan Koum, Trustee of The Jan Koum Trust II U/A/D 8/5/2014.
F17: Shares held of record by Jan Koum, Trustee of The Jan Koum Trust III U/A/D 10/9/2014.