Meta Platforms, Inc. — Director's Dealing 2016

Aug 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2016-08-15

Reporting Person: Stretch Colin (VP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-15	Class A Common Stock	C	7681	—	Acquired	94390	Direct
2016-08-15	Class A Common Stock	M	6444	—	Acquired	100834	Direct
2016-08-15	Class A Common Stock	M	8018	—	Acquired	108852	Direct
2016-08-15	Class A Common Stock	M	4952	—	Acquired	113804	Direct
2016-08-15	Class A Common Stock	S	13914	$124.0614	Disposed	99890	Direct
2016-08-15	Class A Common Stock	S	200	$124.715	Disposed	99690	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-15	Restricted Stock Unit (RSU) (Class B)	$	M	7681	Disposed	2022-05-02	Class B Common Stock (7681)	Direct
2016-08-15	Class B Common Stock	$	M	7681	Acquired		Class A Common Stock (7681)	Direct
2016-08-15	Class B Common Stock	$	C	7681	Disposed		Class A Common Stock (7681)	Direct
2016-08-15	Restricted Stock Units (RSU) (Class A)	$	M	6444	Disposed	2023-05-05	Class A Common Stock (6444)	Direct
2016-08-15	Restricted Stock Units (RSU) (Class A)	$	M	8018	Disposed	2024-03-16	Class A Common Stock (8018)	Direct
2016-08-15	Restricted Stock Units (RSU) (Class A)	$	M	4952	Disposed	2025-03-15	Class A Common Stock (4952)	Direct

Footnotes

F1: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.71 to $124.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.71 to $124.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6: The RSUs vest as to 1/16th of the total shares on February 15, 2014 and then an additional 1/16th of the total shares vest quarterly thereafter, subject to continued service through each vesting date.

F7: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.

F8: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F9: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F10: The RSUs vest as to 1/5th of the total shares on February 15, 2015, after which 1/20th of the total shares vest quarterly, subject to continued service through each vesting date.

F11: The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2016, subject to continued service through each vesting date.