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Meta Platforms, Inc. — Director's Dealing 2014
May 12, 2014
29738_dirs_2014-05-12_bca40842-cf10-4cf6-9fd7-8a24d17318f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2014-05-05
Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Class A Common Stock | C | 3999000 | $0.00 | Acquired | 3999241 | Indirect |
| 2014-05-08 | Class A Common Stock | G | 3999000 | $0.00 | Disposed | 241 | Indirect |
| 2014-05-08 | Class A Common Stock | G | 1333000 | $0.00 | Acquired | 1333000 | Indirect |
| 2014-05-08 | Class A Common Stock | G | 1333000 | $0.00 | Acquired | 1333000 | Indirect |
| 2014-05-08 | Class A Common Stock | G | 1333000 | $0.00 | Acquired | 1333000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-05 | Class B Common Stock | $ | G | 28200 | Disposed | Class A Common Stock (28200) | Indirect | |
| 2014-05-05 | Class B Common Stock | $ | G | 28200 | Acquired | Class A Common Stock (28200) | Indirect | |
| 2014-05-08 | Class B Common Stock | $ | G | 3999000 | Disposed | Class A Common Stock (3999000) | Direct | |
| 2014-05-08 | Class B Common Stock | $ | G | 3999000 | Acquired | Class A Common Stock (3999000) | Indirect | |
| 2014-05-08 | Class B Common Stock | $ | C | 3999000 | Disposed | Class A Common Stock (3999000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (3) | 3 | Indirect |
Footnotes
F1: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock at the election of the holder.
F2: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006.
F3: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 1, dated 5/8/2014.
F4: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.
F5: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.
F6: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F7: Shares held of record by Mark Zuckerberg, Trustee of the Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.
F8: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
F9: Shares held of record by Mark Zuckerberg, Trustee of the Openness Trust dated April 2, 2012.