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Meta Platforms, Inc. — Director's Dealing 2014
May 8, 2014
29738_dirs_2014-05-08_1da652e1-45c0-4f17-ad62-cd4f18d7892e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2014-05-02
Reporting Person: Cox Christopher K (Chief Product Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 580286 | Direct |
| Class A Common Stock | 144224 | Indirect |
| Class A Common Stock | 29216 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy Class B Common Stock) | $2.954 | 2019-08-18 | Class B Common Stock (28126) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2019-08-25 | Class B Common Stock (28125) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2019-08-25 | Class B Common Stock (443461) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2020-08-25 | Class B Common Stock (1125600) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2021-03-24 | Class B Common Stock (959233) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2022-05-02 | Class B Common Stock (545957) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2023-05-05 | Class A Common Stock (429553) | Direct | |
| Restricted Stock Unit (RSU) | $0.00 | 2024-03-16 | Class A Common Stock (160360) | Direct |
Footnotes
F1: Shares held of record by Christopher K. Cox, Trustee of the Christopher K. Cox Revocable Trust dated 5/29/09.
F2: Shares held of record by Christopher K. Cox, Trustee of the Christopher K. Cox 2009 Annuity Trust dated 5/29/09.
F3: The option vested as to 1/5th of the total shares on July 15, 2010, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date.
F4: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F6: The RSUs were granted with both (a) a liquidity event-based condition and (b) a service-based condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based condition was satisfied on November 17, 2012. The service-based condition was satisfied as to 1/5th of the total number of shares on July 15, 2010 and then, an additional 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date.
F7: The RSUs vest as to 1/48th of the total shares monthly, beginning on September 1, 2013, subject to continued service through each vesting date.
F8: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2013, subject to continued service through each vesting date.
F9: The RSUs vest as to 1/16th of the total shares quarterly, beginning on July 15, 2014, subject to continued service through each vesting date.
F10: The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
F11: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F12: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
F13: The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.