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Meta Platforms, Inc. — Director's Dealing 2013
Nov 8, 2013
29738_dirs_2013-11-08_cb64d5d1-73af-4511-a10b-27a1aa7b4a74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2013-11-06
Reporting Person: Andreessen Marc L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-06 | Class A Common Stock | C | 178308 | $0.00 | Acquired | 178308 | Indirect |
| 2013-11-06 | Class A Common Stock | S | 115356 | $49.2199 | Disposed | 62952 | Indirect |
| 2013-11-06 | Class A Common Stock | S | 62952 | $50.0728 | Disposed | 0 | Indirect |
| 2013-11-06 | Class A Common Stock | S | 660982 | $49.2199 | Disposed | 2910449 | Indirect |
| 2013-11-06 | Class A Common Stock | S | 360710 | $50.0728 | Disposed | 2549739 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 1274870 | $0.00 | Disposed | 1274869 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 15991 | $0.00 | Acquired | 3252493 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 12528 | $0.00 | Acquired | 12528 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 12528 | $0.00 | Disposed | 0 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 3666 | $0.00 | Acquired | 3256159 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 135 | $0.00 | Acquired | 135 | Indirect |
| 2013-11-06 | Class A Common Stock | J | 135 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-06 | Class B Common Stock | $ | C | 178308 | Disposed | Class A Common Stock (178308) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 34084 | Indirect |
Footnotes
F1: The reporting person is one of the Managing Members of AH Equity Partners I, L.L.C., which is the General Partner of Andreessen Horowitz Fund I, L.P. as nominee ("AH Fund I"), and may be deemed to share voting and investment power over the securities held by AH Fund I. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: The reporting person is one of the Managing Members of AH Equity Partners II, L.L.C. ("AHEP II"), which is the General Partner of Andreessen Horowitz Fund II, L.P. as nominee ("AH Fund II"), and may be deemed to share voting and investment power over the securities held by AH Fund II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AH Fund II to its partners for which it acts as nominee without consideration.
F6: The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Living Trust.
F7: The reporting person is one of the Managing Members of AHEP II, and may be deemed to share voting and investment power over the securities held by AHEP II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHEP II to its members and assignees without consideration.
F9: The reporting person is one of the Managing Members of AH Capital Management, L.L.C. ("AHCM"), and may be deemed to share voting and investment power over the securities held by AHCM. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F10: Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHCM to its members and assignees without consideration.
F11: The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Charitable Remainder Unitrust. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F12: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F13: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.