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Meta Platforms, Inc. — Director's Dealing 2013
Dec 26, 2013
29738_dirs_2013-12-26_bf271038-e5af-41ba-a6cd-9e253f9a838b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2013-12-26
Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-26 | Class A Common Stock | C | 41350000 | $0.00 | Acquired | 41350000 | Direct |
| 2013-12-26 | Class A Common Stock | S | 41350000 | $55.05 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | Class B Common Stock | $ | C | 41350000 | Disposed | Class A Common Stock (41350000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 217 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (373843120) | 373843120 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3325965) | 3325965 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3) | 3 | Indirect |
Footnotes
F1: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006.
F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F3: Shares held of record by Mark Zuckerberg, Trustee of the Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.
F4: Shares held of record by Mark Zuckerberg, Trustee of the Openess Trust dated April 12, 2012.
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