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Meta Platforms, Inc. — Director's Dealing 2012
May 21, 2012
29738_dirs_2012-05-21_8002ea03-a5b6-45d2-bb0f-73d3a90afc14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2012-05-17
Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-17 | Stock option (right to buy Class B Common Stock) | $0.06 | M | 60000000 | Disposed | 2015-11-07 | Class B Common Stock (60000000) | Direct |
| 2012-05-17 | Class B Common Stock | $ | M | 60000000 | Acquired | Class A Common Stock (60000000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (3416823) | 3416823 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (409752262) | 409752262 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3) | 3 | Indirect |
Footnotes
F1: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, the Class B Common Stock will also become convertible into the issuer's Class A Common Stock on the same basis upon certain transfers of such shares.
F2: Option was fully vested on November 1, 2010.
F3: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008.
F4: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006.
F5: Shares held of record by Mark Zuckerberg, Trustee of the Openess Trust dated April 12, 2012.