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MESA AIR GROUP INC — Director's Dealing 2021
Mar 23, 2021
34526_dirs_2021-03-23_5522379d-e213-4ffc-b110-bf0d6e7f75fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2021-03-20
Reporting Person: RICH BRADFORD R (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-20 | Common Stock | M | 21299 | $14.47 | Acquired | 25388 | Direct |
| 2021-03-20 | Common Stock | F | 6354 | $14.47 | Disposed | 19034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Award | $0.00 | M | 21299 | Disposed | Common Stock (21299) | Direct | |
| 2021-03-20 | Restricted Stock Award | $0.00 | A | 13822 | Acquired | Common Stock (13822) | Direct |
Footnotes
F1: A restricted stock award of 63,898 shares was granted under the 2018 Equity Incentive Plan on March 26, 2020. Additional tranches of this award will vest as follows: 21,299 shares on March 20, 2022 and 21,300 shares on March 20, 2023.
F2: A restricted stock award of 13,822 shares was granted under the 2018 Equity Incentive Plan on March 20, 2021. These restricted stock units shall vest annually in equal one-third increments beginning on March 20, 2022, until fully vested.
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