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MESA AIR GROUP INC Director's Dealing 2021

Jun 3, 2021

34526_dirs_2021-06-03_91f9dfac-d876-4c6d-8d27-a07bf0779313.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2021-06-01

Reporting Person: LOTZ MICHAEL (President & Chief Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-01 Common Stock M 28928 $0.00 Acquired 204286 Direct
2021-06-01 Common Stock M 23158 $0.00 Acquired 227444 Direct
2021-06-01 Common Stock M 63044 $0.00 Acquired 290488 Direct
2021-06-01 Common Stock F 47837 $9.79 Disposed 242651 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-01 Restricted Stock Award $0.00 M 28928 Disposed Common Stock (28928) Direct
2021-06-01 Restricted Stock Award $0.00 M 23158 Disposed Common Stock (23158) Direct
2021-06-01 Restricted Stock Award $0.00 M 63044 Disposed Common Stock (63044) Direct
2021-06-01 Restricted Stock Award $0.00 A 64719 Acquired Common Stock (64719) Direct

Footnotes

F1: A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. This is the final tranche of this award.

F2: A restricted stock award of 69,474 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. The final tranche of this award will vest 23,158 shares on June 1, 2022.

F3: A restricted stock award of 189,134 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Additional tranches of this award will vest as follows: 63,045 shares on June 1, 2022; and 63,045 shares on June 1, 2023.

F4: A restricted stock award of 64,719 was granted under the 2018 Equity Incentive Plan on June 1, 2021. Tranches of this award will vest annually in equal one third increments.