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MESA AIR GROUP INC — Director's Dealing 2021
Jun 3, 2021
34526_dirs_2021-06-03_cc5ba2db-bd7b-4ba1-9450-c68bc6c461f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2021-06-01
Reporting Person: ORNSTEIN JONATHAN G (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | M | 36526 | $0.00 | Acquired | 536526 | Direct |
| 2021-06-01 | Common Stock | M | 29239 | $0.00 | Acquired | 565765 | Direct |
| 2021-06-01 | Common Stock | M | 79602 | $0.00 | Acquired | 645367 | Direct |
| 2021-06-01 | Common Stock | F | 60401 | $9.79 | Disposed | 584966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Restricted Stock Award | $0.00 | M | 36526 | Disposed | Common Stock (36526) | Direct | |
| 2021-06-01 | Restricted Stock Award | $0.00 | M | 29239 | Disposed | Common Stock (29239) | Direct | |
| 2021-06-01 | Restricted Stock Award | $0.00 | M | 79602 | Disposed | Common Stock (79602) | Direct | |
| 2021-06-01 | Restricted Stock Award | $0.00 | A | 81716 | Acquired | Common Stock (81716) | Direct |
Footnotes
F1: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. This is the final tranche of this award.
F2: A restricted stock award of 87,719 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. The final tranche of this award will vest 29,241 shares on June 1, 2022.
F3: A restricted stock award of 238,806 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Additional tranches of this award will vest as follows: 79,602 shares on June 1, 2022; and 79,602 shares on June 1, 2023.
F4: A restricted stock award of 81,716 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. Tranches of this award will vest annually in equal one third increments.