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MESA AIR GROUP INC — Director's Dealing 2020
Jun 3, 2020
34526_dirs_2020-06-03_955d998d-782f-445f-bb94-c5ff57a162c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2020-06-01
Reporting Person: LOTZ MICHAEL (President & Chief Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Common Stock | M | 100008 | $0.00 | Acquired | 401164 | Direct |
| 2020-06-01 | Common Stock | F | 41587 | $0.00 | Disposed | 359577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Restricted Stock Award | $0.00 | M | 76930 | Disposed | Common Stock (76930) | Direct | |
| 2020-06-01 | Restricted Stock Award | $0.00 | M | 23158 | Disposed | Common Stock (23158) | Direct | |
| 2020-06-01 | Restricted Stock Award | $0.00 | A | 189134 | Acquired | Common Stock (189134) | Direct |
Footnotes
F1: A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.
F2: A restricted stock award of 69,474 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. Additional tranches of this award will vest as follows: 23,158 shares on June 1, 2021; and 23,158 shares vesting on June 1, 2022.
F3: A restricted stock award of 189,134 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Tranches of this award will vest annually in equal one third increments.