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MESA AIR GROUP INC — Director's Dealing 2020
Jun 3, 2020
34526_dirs_2020-06-03_60ddc3b5-d3d9-4294-a001-5fa6b37edfda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2020-06-01
Reporting Person: ORNSTEIN JONATHAN G (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Common Stock | M | 126372 | $0.00 | Acquired | 803974 | Direct |
| 2020-06-01 | Common Stock | F | 36081 | $3.35 | Disposed | 767893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Restricted Stock Award | $0.00 | M | 97133 | Disposed | Common Stock (97133) | Direct | |
| 2020-06-01 | Restricted Stock Award | $0.00 | M | 29239 | Disposed | Common Stock (29239) | Direct | |
| 2020-06-01 | Restricted Stock Award | $0.00 | A | 238806 | Acquired | Common Stock (238806) | Direct |
Footnotes
F1: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows:37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021.
F2: A restricted stock award of 87,719 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. Additional tranches of this award will vest as follows: 29,239 shares on June 1, 2020; and 29,241 shares on June 1, 2021.
F3: A restricted stock award of 238,806 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Tranches of this award will vest annually in equal one third increments.