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MESA AIR GROUP INC — Director's Dealing 2019
Jun 4, 2019
34526_dirs_2019-06-04_67fdc94f-7a09-4b1b-8772-b3f2fe2e09db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2019-06-01
Reporting Person: LOTZ MICHAEL (President & Chief Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-01 | Common Stock | M | 122845 | $0.00 | Acquired | 330662 | Direct |
| 2019-06-01 | Common Stock | F | 44827 | $9.12 | Acquired | 285835 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-01 | Restricted Stock Award | $0.00 | M | 122845 | Disposed | Common Stock (122845) | Direct | |
| 2019-06-01 | Restricted Stock Units | $0.00 | A | 69474 | Acquired | Common Stock (69474) | Direct |
Footnotes
F1: A restricted stock award of 314,303 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.
F2: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on June 1, 2020 until fully vested.