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MESA AIR GROUP INC — Director's Dealing 2018
Aug 9, 2018
34526_dirs_2018-08-09_96f03fa8-48d8-4403-951a-56d0400f24f3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-09
Reporting Person: FERVERDA MICHAEL L (Director, Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9033 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (4999) | Direct | ||
| Stock Appreciation Rights | $6.80 | 2025-07-20 | Common Stock (10000) | Direct | |
| Stock Appreciation Rights | $7.10 | 2026-01-18 | Common Stock (20003) | Direct | |
| Stock Appreciation Rights | $5.50 | 2027-01-16 | Common Stock (20001) | Direct | |
| Restricted Stock Award | $0.00 | Common Stock (5000) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one-third increments beginning on January 16, 2019, until fully vested.
F2: Cash-settled stock appreciation rights.
F3: Cash-settled stock appreciation rights, of which 6,668 shares remain unvested.
F4: Cash-settled stock appreciation rights, of which 13,333 shares remain unvested.
F5: The restricted stock award vests as follows: Annually in equal increments beginning on July 21, 2016, until fully vested.