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MESA AIR GROUP INC — Director's Dealing 2018
Aug 9, 2018
34526_dirs_2018-08-09_ea67d7ba-d00a-4b1c-b20f-f1b5cd95fe26.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-09
Reporting Person: ORNSTEIN JONATHAN G (Director, Chairman and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 548550 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (45808) | Direct | ||
| Stock Appreciation Rights | $1.60 | 2024-01-20 | Common Stock (250000) | Direct | |
| Stock Appreciation Rights | $6.80 | 2025-07-20 | Common Stock (250000) | Direct | |
| Stock Appreciation Rights | $7.10 | 2026-01-18 | Common Stock (250000) | Direct | |
| Restricted Stock Award | $0.00 | Common Stock (75000) | Direct | ||
| Restricted Stock Award | $0.00 | Common Stock (57973) | Direct | ||
| Restricted Stock Award | $0.00 | Common Stock (75405) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, on a one for one basis, common stock of the Company. The restricted stock shall vest annually in equal one-third increments beginning on June 1, 2018, until fully vested.
F2: Cash-settled stock appreciation rights.
F3: Cash-settled stock appreciation rights.
F4: Cash-settled stock appreciation rights of which 83,335 shares remain unvested.
F5: The restricted stock award vests as follows: Annually in equal increments beginning on July 21, 2016, until fully vested.
F6: The restricted stock award vests as follows: Annually in equal one-third increments beginning on June 1, 2017, until fully vested.
F7: The restricted stock award vests as follows: Annually in equal one-third increments beginning on June 1, 2018, until fully vested.