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MESA AIR GROUP INC — Director's Dealing 2018
Aug 14, 2018
34526_dirs_2018-08-14_e798a934-8121-4548-a5dc-f83b59d18e71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-10
Reporting Person: ORNSTEIN JONATHAN G (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-10 | Common Stock | A | 255457 | $0.00 | Acquired | 804007 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-10 | Restricted Stock Units | $0.00 | D | 45808 | Disposed | Common Stock (45808) | Direct | |
| 2018-08-10 | Stock Appreciation Rights | $1.60 | D | 250000 | Disposed | 2024-01-20 | Common Stock (250000) | Direct |
| 2018-08-10 | Stock Appreciation Rights | $6.80 | D | 250000 | Disposed | 2025-07-20 | Common Stock (250000) | Direct |
| 2018-08-10 | Stock Appreciation Rights | $7.10 | D | 250000 | Disposed | 2026-01-18 | Common Stock (250000) | Direct |
| 2018-08-10 | Restricted Stock Award | $0.00 | D | 75000 | Disposed | Common Stock (75000) | Direct | |
| 2018-08-10 | Restricted Stock Award | $0.00 | D | 57973 | Disposed | Common Stock (57973) | Direct | |
| 2018-08-10 | Restricted Stock Award | $0.00 | D | 75405 | Disposed | Common Stock (75405) | Direct | |
| 2018-08-10 | Restricted Stock Award | $0.00 | A | 407654 | Acquired | Common Stock (407654) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 548550 | Direct |
Footnotes
F1: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.
F2: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.
F3: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.
F4: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 83,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.
F5: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.
F6: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.
F7: The restricted stock units under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.
F8: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 43,889 shares on January 21, 2019; 155,106 shares on June 1, 2019; 37,500 shares on July 21, 2019; 97,133 shares on June 1, 2020; 37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021.