MESA AIR GROUP INC — Director's Dealing 2018

Aug 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-10

Reporting Person: FERVERDA MICHAEL L (Director, Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-10	Common Stock	A	11964	$0.00	Acquired	20997	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-10	Restricted Stock Units	$0.00	D	4999	Disposed		Common Stock (4999)	Direct
2018-08-10	Stock Appreciation Rights	$6.80	D	10000	Disposed	2025-07-20	Common Stock (10000)	Direct
2018-08-10	Stock Appreciation Rights	$7.10	D	20003	Disposed	2026-01-18	Common Stock (20003)	Direct
2018-08-10	Stock Appreciation Rights	$5.50	D	20001	Disposed	2027-01-16	Common Stock (20001)	Direct
2018-08-10	Restricted Stock Award	$0.00	D	5000	Disposed		Common Stock (5000)	Direct
2018-08-10	Restricted Stock Award	$0.00	A	22203	Acquired		Common Stock (22203)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9033	Direct

Footnotes

F1: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 6,668 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 13,333 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F5: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 1,751 shares on January 16, 2019; 7,732 shares on January 21, 2019; 2,500 shares on July 21, 2019; 1,750 shares on January 16, 2020; 4,221 shares on January 21, 2020; 2,499 shares on June 21, 2020; and 1,750 shares on January 16, 2021.