MESA AIR GROUP INC — Director's Dealing 2018

Aug 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-10

Reporting Person: ARTIST ELLEN N. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-10	Common Stock	A	28891	$0.00	Acquired	30379	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-10	Restricted Stock Units	$0.00	D	14648	Disposed		Common Stock (14648)	Direct
2018-08-10	Stock Appreciation Rights	$6.40	D	25000	Disposed	2025-07-20	Common Stock (25000)	Direct
2018-08-10	Stock Appreciation Rights	$7.10	D	25000	Disposed	2026-01-18	Common Stock (25000)	Direct
2018-08-10	Stock Appreciation Rights	$5.50	D	27381	Disposed	2027-01-16	Common Stock (27381)	Direct
2018-08-10	Restricted Stock Award	$0.00	D	2978	Disposed		Common Stock (2978)	Direct
2018-08-10	Restricted Stock Award	$0.00	A	33575	Acquired		Common Stock (33575)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1488	Direct

Footnotes

F1: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F5: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.