MESA AIR GROUP INC — Director's Dealing 2018

Aug 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MESA AIR GROUP INC (MESA)
CIK: 0000810332
Period of Report: 2018-08-10

Reporting Person: LOTZ MICHAEL (President and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-10	Common Stock	A	89769	$0.00	Acquired	326549	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-10	Restricted Stock Units	$0.00	D	36280	Disposed		Common Stock (36280)	Direct
2018-08-10	Stock Appreciation Rights	$6.80	D	180000	Disposed	2025-07-20	Common Stock (180000)	Direct
2018-08-10	Stock Appreciation Rights	$7.10	D	180000	Disposed	2026-01-18	Common Stock (180000)	Direct
2018-08-10	Restricted Stock Award	$0.00	D	54000	Disposed		Common Stock (54000)	Direct
2018-08-10	Restricted Stock Award	$0.00	D	45915	Disposed		Common Stock (45915)	Direct
2018-08-10	Restricted Stock Award	$0.00	D	59720	Disposed		Common Stock (59720)	Direct
2018-08-10	Restricted Stock Award	$0.00	A	314303	Acquired		Common Stock (314303)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	236780	Direct

Footnotes

F1: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 60,000 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F7: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 31,600 shares on January 21, 2019; 122,845 shares on June 1, 2019; 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.