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Merus N.V. — Director's Dealing 2020
Jan 2, 2020
30810_dirs_2020-01-02_4d503ff8-348a-4259-8763-afd86641cb11.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Merus N.V. (MRUS)
CIK: 0001651311
Period of Report: 2020-01-01
Reporting Person: Mehra Anand (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1961039 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Option (right to buy) | $10.00 | 2026-05-18 | Common Shares (17000) | Direct | |
| Share Option (right to buy) | $19.12 | 2027-05-24 | Common Shares (5650) | Direct | |
| Share Option (right to buy) | $23.30 | 2028-07-20 | Common Shares (4983) | Direct | |
| Share Option (right to buy) | $13.35 | 2029-06-12 | Common Shares (8500) | Direct |
Footnotes
F1: The shares are held directly by Sofinnova Venture Partners IX, L.P. ("SVP IX"). Sofinnova Management IX, L.L.C. ("SM IX") is the general partner of SVP IX and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by SVP IX. Dr. James I. Healy, Michael F. Powell, Ph.D., and Dr. Anand Mehra are the managing members of SM IX and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by SVP IX. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.
F2: These options are fully vested.
F3: Options vest over a one-year period commencing June 12, 2019 in 12 equal monthly installments.