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MERIT MEDICAL SYSTEMS INC Director's Dealing 2021

Mar 17, 2021

31049_dirs_2021-03-16_d0abb8a4-7d61-4619-b9d1-e32b4ea75cbd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2021-03-12

Reporting Person: LAMPROPOULOS FRED P (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-12 Common Stock, No Par Value S 4947 $59.60 Disposed 967916 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, No Par Value 95862.542 Indirect
Common Stock, No Par Value 90 Indirect
Common Stock, No Par Value 1269 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified stock options (right to buy) $17.27 2022-02-13 Common Stock (5000) 5000 Indirect
Non-qualified stock options (right to buy) $16.05 2023-01-28 Common Stock (50000) 50000 Direct
Non-qualified stock options (right to buy) $16.05 2023-01-28 Common Stock (6000) 6000 Indirect
Non-qualified stock options (right to buy) $28.20 2024-04-14 Common Stock (200000) 200000 Direct
Non-qualified stock options (right to buy) $28.20 2024-04-14 Common Stock (6000) 6000 Indirect
Non-qualified stock options (right to buy) $44.80 2025-03-02 Common Stock (38002) 38002 Direct
Non-qualified stock options (right to buy) $44.80 2025-03-02 Common Stock (4000) 4000 Indirect
Non-qualified stock options (right to buy) $55.73 2026-03-01 Common Stock (159151) 159151 Direct
Non-qualified stock options (right to buy) $55.73 2026-03-01 Common Stock (2000) 2000 Indirect
Non-qualified stock options (right to buy) $37.71 2027-02-26 Common Stock (100334) 100334 Direct

Footnotes

F1: The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.63, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2: Represents plan holdings as of 2/26/2021.

F3: Became exercisable in equal annual installments of 20% commencing 2/13/2016.

F4: Represents derivative securities held by the spouse of the reporting person. The reporting person expressly disclaims beneficial ownership of the securities owned by his spouse.

F5: Becomes exercisable in equal annual installments of 20% commencing 1/28/2017.

F6: Original grant of 7,500 options was to become vested and exercisable in equal annual installments of 20% commencing 1/28/2017. Options not vested as of 6/22/2020 have been forfeited.

F7: Becomes exercisable in equal annual installments of 20% commencing 4/14/2018.

F8: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 4/14/2018. Options not vested as of 6/22/2020 have been forfeited.

F9: Becomes exercisable in equal annual installments of 20% commencing 3/2/2019.

F10: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 3/2/2019. Options not vested as of 6/22/2020 have been forfeited.

F11: Becomes exercisable in equal annual installments of 20% commencing 3/1/2020.

F12: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 3/1/2020. Options not vested as of 6/22/2020 have been forfeited.

F13: Becomes exercisable in equal annual installments of 25% commencing 2/26/2021.