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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2021
Mar 3, 2021
31049_dirs_2021-03-02_af752b38-7a0f-4000-bbae-eb1d2830258e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2021-02-26
Reporting Person: LAMPROPOULOS FRED P (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock, No Par Value | A | 8840 | — | Acquired | 976756 | Direct |
| 2021-02-26 | Common Stock, No Par Value | F | 3893 | $55.72 | Disposed | 972863 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 95862.542 | Indirect |
| Common Stock, No Par Value | 90 | Indirect |
| Common Stock, No Par Value | 1269 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $17.27 | 2022-02-13 | Common Stock (5000) | 5000 | Indirect |
| Non-qualified stock options (right to buy) | $16.05 | 2023-01-28 | Common Stock (50000) | 50000 | Direct |
| Non-qualified stock options (right to buy) | $16.05 | 2023-01-28 | Common Stock (6000) | 6000 | Indirect |
| Non-qualified stock options (right to buy) | $28.20 | 2024-04-14 | Common Stock (200000) | 200000 | Direct |
| Non-qualified stock options (right to buy) | $28.20 | 2024-04-14 | Common Stock (6000) | 6000 | Indirect |
| Non-qualified stock options (right to buy) | $44.80 | 2025-03-02 | Common Stock (38002) | 38002 | Direct |
| Non-qualified stock options (right to buy) | $44.80 | 2025-03-02 | Common Stock (4000) | 4000 | Indirect |
| Non-qualified stock options (right to buy) | $55.73 | 2026-03-01 | Common Stock (159151) | 159151 | Direct |
| Non-qualified stock options (right to buy) | $55.73 | 2026-03-01 | Common Stock (2000) | 2000 | Indirect |
| Non-qualified stock options (right to buy) | $37.71 | 2027-02-26 | Common Stock (100334) | 100334 | Direct |
Footnotes
F1: These shares were acquired upon a determination of the Company's Compensation and Talent Development Committee that certain conditions had been met for the issuance of such shares pursuant to performance stock units that were granted on February 26, 2020.
F2: Represents plan holdings as of 2/26/2021.
F3: Became exercisable in equal annual installments of 20% commencing 2/13/2016.
F4: Represents derivative securities held by the spouse of the reporting person. The reporting person expressly disclaims beneficial ownership of the securities owned by his spouse.
F5: Becomes exercisable in equal annual installments of 20% commencing 1/28/2017.
F6: Original grant of 7,500 options was to become vested and exercisable in equal annual installments of 20% commencing 1/28/2017. Options not vested as of 6/22/2020 have been forfeited.
F7: Becomes exercisable in equal annual installments of 20% commencing 4/14/2018.
F8: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 4/14/2018. Options not vested as of 6/22/2020 have been forfeited.
F9: Becomes exercisable in equal annual installments of 20% commencing 3/2/2019.
F10: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 3/2/2019. Options not vested as of 6/22/2020 have been forfeited.
F11: Becomes exercisable in equal annual installments of 20% commencing 3/1/2020.
F12: Original grant of 10,000 options was to become vested and exercisable in equal annual installments of 20% commencing 3/1/2020. Options not vested as of 6/22/2020 have been forfeited.
F13: Becomes exercisable in equal annual installments of 25% commencing 2/26/2021.