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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2021
Mar 17, 2021
31049_dirs_2021-03-17_3da278a6-3eb6-4997-914f-ff55399a00ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2021-03-15
Reporting Person: Millner F. Ann (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock, No Par Value | M | 4246 | $21.98 | Acquired | 15476 | Direct |
| 2021-03-15 | Common Stock, No Par Value | F | 1552 | $60.15 | Disposed | 13924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Non-qualified stock options (right to buy) | $21.98 | M | 4246 | Disposed | 2022-07-16 | Common Stock (4246) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | 2021-06-22 | Common Stock (4188) | 4188 | Direct |
| Non-qualified stock options (right to buy) | $18.8 | 2023-05-26 | Common Stock (10000) | 10000 | Direct |
| Non-qualified stock options (right to buy) | $34.4 | 2024-05-24 | Common Stock (20000) | 20000 | Direct |
| Non-qualified stock options (right to buy) | $50.5 | 2025-06-07 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $52.17 | 2026-05-24 | Common Stock (13750) | 13750 | Direct |
| Non-qualified stock options (right to buy) | $52.17 | 2026-05-31 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: In the Reporting Person's Form 4 filed on June 24, 2020, the number of these options was incorrectly listed at 4,264 when the correct number of options was 4,246.
F2: Becomes exercisable in equal annual installments of 20% commencing 07/16/2016.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F4: Becomes exercisable in equal annual installments of 20% commencing 05/26/2017.
F5: Becomes exercisable in equal annual installments of 20% commencing 05/24/2018.
F6: Becomes exercisable in equal annual installments of 20% commencing 06/07/2019.
F7: Becomes exercisable in equal annual installments of 33% commencing 05/24/2020.
F8: Becomes exercisable in equal annual installments of 33% commencing 05/31/2020.