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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2021
Sep 10, 2021
31049_dirs_2021-09-10_97928947-db0b-4728-b457-6ebb72be535a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2021-09-08
Reporting Person: Parra Raul Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-08 | Common Stock, No Par Value | M | 2000 | $44.8 | Acquired | 4343 | Direct |
| 2021-09-08 | Common Stock, No Par Value | S | 2000 | $72.01 | Disposed | 2343 | Direct |
| 2021-09-09 | Common Stock, No Par Value | M | 2000 | $44.80 | Acquired | 4343 | Direct |
| 2021-09-09 | Common Stock, No Par Value | S | 2000 | $72 | Disposed | 2343 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-08 | Non-qualified stock options (right to buy) | $44.80 | M | 2000 | Disposed | 2025-03-02 | Common Stock (2000) | Direct |
| 2021-09-09 | Non-qualified stock options (right to buy) | $44.80 | M | 2000 | Disposed | 2025-03-02 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 2905.578 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $28.20 | 2024-04-14 | Common Stock (2000) | 2000 | Direct |
| Non-qualified stock options (right to buy) | $55.73 | 2026-03-01 | Common Stock (30000) | 30000 | Direct |
| Non-qualified stock options (right to buy) | $37.71 | 2027-02-26 | Common Stock (16722) | 16722 | Direct |
| Non-qualified stock options (right to buy) | $56.25 | 2028-03-19 | Common Stock (9681) | 9681 | Direct |
Footnotes
F1: The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2: Represents plan holdings as of 09/09/2021.
F3: Becomes exercisable in equal annual installments of 20% commencing 03/02/2019.
F4: Becomes exercisable in equal annual installments of 20% commencing 04/14/2018.
F5: Becomes exercisable in equal annual installments of 20% commencing 03/01/2020.
F6: Becomes exercisable in equal annual installments of 25% commencing 02/26/2021.
F7: Becomes exercisable in equal annual installments of 25% commencing 03/19/2022.