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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2017
Dec 2, 2017
31049_dirs_2017-12-01_55ae4b94-aeb7-4712-9b83-3e7a0903136e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2017-11-29
Reporting Person: STANGER KENT W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock, No Par Value | M | 2218 | $13.75 | Acquired | 413752 | Direct |
| 2017-11-29 | Common Stock, No Par Value | S | 2218 | $44.57 | Disposed | 411534 | Direct |
| 2017-11-30 | Common Stock, No Par Value | M | 700 | $13.75 | Acquired | 412234 | Direct |
| 2017-11-30 | Common Stock, No Par Value | S | 700 | $44.50 | Disposed | 411534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-29 | Non-qualified stock options (right to buy) | $13.75 | M | 2218 | Disposed | 2018-08-11 | Common Stock (2218) | Direct |
| 2017-11-30 | Non-qualified stock options (right to buy) | $13.75 | M | 700 | Disposed | 2018-08-11 | Common Stock (700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 42277 | Indirect |
| Common Stock, No Par Value | 4271 | Direct |
| Common Stock, No Par Value | 29524 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $12.06 | 2021-10-04 | Common Stock (2000) | 2000 | Direct |
| Non-qualified stock options (right to buy) | $19.72 | 2023-05-02 | Common Stock (9375) | 9375 | Direct |
| Non-qualified stock options (right to buy) | $18.80 | 2023-05-26 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $34.40 | 2024-05-24 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Represents plan holdings as of 11/30/2017.
F2: Employee stock purchase plan holdings as of 11/30/2017.
F3: This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held by K.W.S. Properties LC.
F4: The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.70, inclusive. The Reporting Person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: Becomes exercisable in equal annual installments of 20% commencing on 08/11/2012.
F6: Becomes exercisable in equal annual installments of 20% commencing on 10/04/2015.
F7: Becomes exercisable in equal annual installments of 20% commencing on 05/02/2017.
F8: Becomes exercisable in equal annual installments of 20% commencing on 05/26/2017.
F9: Becomes exercisable in equal annual installments of 20% commencing on 05/24/2018.