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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2015
Mar 17, 2015
31049_dirs_2015-03-16_17d84901-9c72-4a02-86a0-57be47ca97d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2015-03-12
Reporting Person: Frost Ronald (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock, No Par Value | M | 5266 | $11.53 | Acquired | 5266 | Direct |
| 2015-03-12 | Common Stock, No Par Value | S | 5266 | $19.50 | Disposed | 0 | Direct |
| 2015-03-13 | Common Stock, No Par Value | M | 2633 | $11.53 | Acquired | 2633 | Direct |
| 2015-03-13 | Common Stock, No Par Value | S | 2633 | $19.50 | Disposed | 0 | Direct |
| 2015-03-16 | Common Stock, No Par Value | M | 3351 | $11.53 | Acquired | 3351 | Direct |
| 2015-03-16 | Common Stock, No Par Value | S | 3351 | $19.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Non-qualified stock options (right to buy) | $11.53 | M | 5266 | Disposed | 2015-05-21 | Common Stock (11250) | Direct |
| 2015-03-13 | Non-qualified stock options (right to buy) | $11.53 | M | 2633 | Disposed | 2015-05-21 | Common Stock (5984) | Direct |
| 2015-03-16 | Non-qualified stock options (right to buy) | $11.53 | M | 3351 | Disposed | 2015-05-21 | Common Stock (3351) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 15840 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $13.75 | 2018-08-11 | Common Stock (15000) | 15000 | Direct |
| Non-qualified stock options (right to buy) | $13.14 | 2020-07-31 | Common Stock (10000) | 10000 | Direct |
| Non-qualified stock options (right to buy) | $12.06 | 2021-10-04 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $17.27 | 2022-02-13 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Represents plan holdings as of 03/11/2015.
F2: Become exercisable in equal annual installments of 20% commencing 05/21/2009.
F3: Become exercisable in equal annual installments of 20% commencing 08/11/2012.
F4: Become exercisable in equal annual installments of 20% commencing 07/31/2014.
F5: Become exercisable in equal annual installments of 20% commencing 10/04/2015.
F6: Become exercisable in equal annual installments of 20% commencing 02/13/2016.
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