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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2014
Dec 10, 2014
31049_dirs_2014-12-09_45759105-513f-47df-8919-3f2938393c20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2014-12-05
Reporting Person: STANGER KENT W (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-05 | Common Stock, No Par Value | M | 25000 | $12.02 | Acquired | 709836 | Direct |
| 2014-12-05 | Common Stock, No Par Value | F | 21143 | $15.57 | Disposed | 688693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | Non-qualified stock options (right to buy) | $12.02 | M | 25000 | Disposed | 2014-12-18 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 80341 | Indirect |
| Common Stock, No Par Value | 4271 | Direct |
| Common Stock, No Par Value | 60001 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $11.41 | 2015-05-25 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $9.71 | 2015-12-28 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $11.53 | 2015-05-21 | Common Stock (43750) | 43750 | Direct |
| Non-qualified stock options (right to buy) | $13.82 | 2016-09-26 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $13.75 | 2018-08-11 | Common Stock (80000) | 80000 | Direct |
| Non-qualified stock options (right to buy) | $12.06 | 2021-10-04 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Represents plan holdings as of 12/5/2014.
F2: Employee stock purchase plan holdings as of 12/5/2014.
F3: This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held by K.W.S. Properties LC.
F4: Stock options were exercised in a swap transaction with the Company. 21,143 shares of common stock were surrendered for payroll taxes and payment of the option price. No shares were sold in the open market.
F5: Becomes exercisable in equal annual installments of 20% commencing 05/21/2009.
F6: Becomes exercisable in equal annual installments of 20% commencing 09/26/2010.
F7: Becomes exercisable in equal annual installments of 20% commencing 08/11/2012.
F8: Becomes exercisable in equal annual installments of 20% commencing 10/04/2015.