AI assistant
MERIT MEDICAL SYSTEMS INC — Director's Dealing 2012
May 4, 2012
31049_dirs_2012-05-04_9f2d4f44-505f-4208-a6c1-1f520294e42b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2012-05-02
Reporting Person: LAMPROPOULOS FRED P (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-02 | Common Stock, No Par Value | M | 22221 | $7.65 | Acquired | 1030459 | Direct |
| 2012-05-02 | Common Stock, No Par Value | F | 15717 | $13.35 | Disposed | 1014742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 | Non-qualified stock options (right to buy) | $7.65 | M | 22221 | Disposed | 2012-05-23 | Common Stock (22221) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 84792 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $7.79 | 2013-02-06 | Common Stock (88889) | 88889 | Direct |
| Non-qualified stock options (right to buy) | $8.38 | 2013-05-22 | Common Stock (33334) | 33334 | Direct |
| Non-qualified stock options (right to buy) | $17.34 | 2013-12-13 | Common Stock (35000) | 35000 | Direct |
| Non-qualified stock options (right to buy) | $17.34 | 2013-12-13 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $11.05 | 2014-06-10 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $11.05 | 2014-06-10 | Common Stock (15000) | 15000 | Direct |
| Non-qualified stock options (right to buy) | $12.02 | 2014-12-18 | Common Stock (50000) | 50000 | Direct |
| Non-qualified stock options (right to buy) | $11.41 | 2015-05-25 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $14.39 | 2015-07-15 | Common Stock (93750) | 93750 | Direct |
| Non-qualified stock options (right to buy) | $9.71 | 2015-12-28 | Common Stock (50000) | 50000 | Direct |
| Non-qualified stock options (right to buy) | $9.22 | 2013-05-25 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $9.70 | 2014-06-27 | Common Stock (50000) | 50000 | Direct |
| Non-qualified stock options (right to buy) | $9.70 | 2014-06-27 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $11.53 | 2015-05-21 | Common Stock (68750) | 68750 | Direct |
| Non-qualified stock options (right to buy) | $13.82 | 2016-09-26 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $13.75 | 2018-08-11 | Common Stock (120000) | 120000 | Direct |
Footnotes
F1: Represents plan holdings as of 5/2/2012.
F2: Becomes exercisable in equal annual installments of 20% commencing 2/6/2004.
F3: Becomes exercisable in equal annual installments of 20% commencing 12/13/2004.
F4: Becomes exercisable in equal annual installments of 33.33% commencing 5/25/2007.
F5: Becomes exercisable in equal annual installments of 20% commencing 6/27/2008.
F6: Becomes exercisable in equal annual installments of 20% commencing 5/21/2009.
F7: Becomes exercisable in equal annual installments of 20% commencing 9/26/2010.
F8: Becomes exercisable in equal annual installments of 20% commencing 8/11/2012.
F9: Stock options were exercised in a swap transaction with the Company. 15,717 shares of common stock were surrendered for payroll taxes and payment of the option price. No shares were sold in the open market.