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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2012
Dec 18, 2012
31049_dirs_2012-12-18_44d3e890-f626-4b94-9b70-74e9f7fb96c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2012-12-14
Reporting Person: STANGER KENT W (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-14 | Common Stock, No Par Value | M | 44445 | $7.79 | Acquired | 633087 | Direct |
| 2012-12-14 | Common Stock, No Par Value | M | 33334 | $8.38 | Acquired | 666421 | Direct |
| 2012-12-14 | Common Stock, No Par Value | M | 18750 | $9.22 | Acquired | 685171 | Direct |
| 2012-12-14 | Common Stock, No Par Value | F | 71604 | $13.27 | Disposed | 613567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-14 | Non-qualified stock options (right to buy) | $7.79 | M | 44445 | Disposed | 2013-02-06 | Common Stock (44445) | Direct |
| 2012-12-14 | Non-qualified stock options (right to buy) | $8.38 | M | 33334 | Disposed | 2013-05-22 | Common Stock (33334) | Direct |
| 2012-12-14 | Non-qualified stock options (right to buy) | $9.22 | M | 18750 | Disposed | 2013-05-25 | Common Stock (18750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 76164 | Indirect |
| Common Stock, No Par Value | 185051 | Indirect |
| Common Stock, No Par Value | 4271 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $17.34 | 2013-12-13 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $17.34 | 2013-12-13 | Common Stock (17500) | 17500 | Direct |
| Non-qualified stock options (right to buy) | $11.05 | 2014-06-10 | Common Stock (7500) | 7500 | Direct |
| Non-qualified stock options (right to buy) | $11.05 | 2014-06-10 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $12.02 | 2014-12-18 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $11.41 | 2015-05-25 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $9.71 | 2015-12-28 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $9.70 | 2014-06-27 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $9.70 | 2014-06-27 | Common Stock (18750) | 18750 | Direct |
| Non-qualified stock options (right to buy) | $11.53 | 2015-05-21 | Common Stock (43750) | 43750 | Direct |
| Non-qualified stock options (right to buy) | $13.82 | 2016-09-26 | Common Stock (25000) | 25000 | Direct |
| Non-qualified stock options (right to buy) | $13.75 | 2018-08-11 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: Represents plan holdings as of 12/11/2012.
F2: Employee stock purchase plan holdings as of 05/02/2012.
F3: Becomes exercisable in equal annual installments of 20% commencing 02/06/2004.
F4: Becomes exercisable in equal annual installments of 33% commencing 05/25/2007.
F5: Becomes exercisable in equal annual installments of 20% commencing 06/27/2008.
F6: Becomes exercisable in equal annual installments of 20% commencing 05/21/2009.
F7: Becomes exercisable in equal annual installments of 20% commencing 09/26/2010.
F8: Becomes exercisable in equal annual installments of 20% commencing 08/11/2012.
F9: Stock options were exercised in a swap transaction with the Company. 71,604 shares of common stock were surrendered for payroll taxes and payment of the option price. No shares were sold in the open market.