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MERIT MEDICAL SYSTEMS INC — Director's Dealing 2011
Apr 20, 2011
31049_dirs_2011-04-20_a069324b-92d4-42eb-99fe-928a8a62c3b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MERIT MEDICAL SYSTEMS INC (MMSI)
CIK: 0000856982
Period of Report: 2011-04-18
Reporting Person: Miller Franklin J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-18 | Common Stock, No Par Value | M | 4950 | $11.52 | Acquired | 6817 | Direct |
| 2011-04-18 | Common Stock, No Par Value | M | 9000 | $12.13 | Acquired | 15817 | Direct |
| 2011-04-18 | Common Stock, No Par Value | S | 13950 | $22.311 | Disposed | 1867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-18 | Non-qualified stock options (right to buy) | $11.52 | M | 4950 | Disposed | 2013-05-25 | Common Stock (4950) | Direct |
| 2011-04-18 | Non-qualified stock options (right to buy) | $12.13 | M | 9000 | Disposed | 2014-06-27 | Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, No Par Value | 14554 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $14.26 | 2015-05-25 | Common Stock (15000) | 15000 | Direct |
| Non-qualified stock options (right to buy) | $14.41 | 2015-05-21 | Common Stock (15000) | 15000 | Direct |
| Non-qualified stock options (right to buy) | $17.28 | 2016-09-26 | Common Stock (20000) | 20000 | Direct |
| Non-qualified stock options (right to buy) | $16.45 | 2017-06-25 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Become exercisable in equal annual installments of 20% commencing 06/27/2008.
F2: Become exercisable in equal annual installments of 20% commencing 05/21/2009.
F3: Become exercisable in equal annual installments of 20% commencing 09/26/2010.
F4: Become exercisable in equal annual installments of 20% commencing 06/25/2011.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.30 to $22.34, inclusive. The reporting person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.