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Merck & Co., Inc. — Director's Dealing 2018
Nov 1, 2018
284_dirs_2018-11-01_003d9dbd-b4f1-4a1f-8c3e-9b7aad0b046f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Merck & Co., Inc. (MRK)
CIK: 0000310158
Period of Report: 2018-10-31
Reporting Person: Watson Ashley (SVP Chief Ethics & Com Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-31 | Common Stock | M | 23220.0000 | $59.8600 | Acquired | 32990.1190 | Direct |
| 2018-10-31 | Common Stock | M | 18110.0000 | $54.6800 | Acquired | 51100.1190 | Direct |
| 2018-10-31 | Common Stock | M | 5706.0000 | $63.9700 | Acquired | 56806.1190 | Direct |
| 2018-10-31 | Common Stock | S | 47036.0000 | $74.3294 | Disposed | 9770.1190 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-31 | Stock Option (right to buy) | $59.8600 | M | 23220.0000 | Disposed | 2025-04-30 | Common Stock (23220.0000) | Direct |
| 2018-10-31 | Stock Option (right to buy) | $63.9700 | M | 5706.0000 | Disposed | 2027-05-04 | Common Stock (5706.0000) | Direct |
| 2018-10-31 | Stock Option (right to buy) | $54.6800 | M | 18110.0000 | Disposed | 2026-05-09 | Common Stock (18110.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - 401(k) Plan | 191.9761 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.1200 to $74.4500, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.
F2: Holdings include shares acquired in dividend reinvestment transactions.
F3: Includes shares acquired and dividends earned through October 5, 2018, in the Merck U.S. Savings Plan, a 401(k) plan.
F4: The option became exercisable in equal installments on 5/1/2016, 5/1/2017 and 5/1/2018.
F5: The option became exercisable in equal installments on 5/5/2018, 5/5/2019 and 5/5/2020.
F6: The option became exercisable in equal installments on 5/10/2017, 5/10/2018 and 5/10/2019.