Melrose Industries PLC

Major Shareholding Notification • Apr 3, 2018

National Storage Mechanism | Additional information

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RNS Number : 6138J

UBS AG (EPT)

03 April 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	29 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	22655420	2.31396       GBP	2.20900        GBP
48/7p ordinary	Sell	17896836	2.31200        GBP	2.215998      GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	1700000	2.30769        GBP
48/7p ordinary	CFD	Long	50000	2.2977        GBP
48/7p ordinary	CFD	Long	2757566	2.29357        GBP
48/7p ordinary	CFD	Long	1337664	2.3009        GBP
48/7p ordinary	CFD	Long	335286	2.29693725        GBP
48/7p ordinary	CFD	Long	218923	2.26071869        GBP
48/7p ordinary	CFD	Long	630234	2.304171        GBP
48/7p ordinary	CFD	Long	841639	2.3051        GBP
48/7p ordinary	CFD	Long	420820	2.268411        GBP
48/7p ordinary	CFD	Long	280546	2.30885        GBP
48/7p ordinary	CFD	Short	50000	2.223721        GBP
48/7p ordinary	CFD	Short	2081600	2.24547075        GBP
48/7p ordinary	CFD	Short	850000	2.313234        GBP
48/7p ordinary	CFD	Short	1560454	2.30598386        GBP
48/7p ordinary	CFD	Short	38792	2.25398149102908        GBP
48/7p ordinary	CFD	Short	59000	2.31396271186441        GBP
48/7p ordinary	CFD	Short	162959	2.25100884271504        GBP
48/7p ordinary	CFD	Short	13249	2.24029813570836        GBP
48/7p ordinary	CFD	Short	422500	2.222278        GBP
48/7p ordinary	CFD	Short	4930	2.22984584178499        GBP
48/7p ordinary	CFD	Short	11808	2.31046239837398        GBP
48/7p ordinary	CFD	Short	19064	2.267403        GBP
48/7p ordinary	CFD	Short	6213	2.291091        GBP
48/7p ordinary	CFD	Short	54035	2.29        GBP
48/7p ordinary	CFD	Short	317586	2.31034649        GBP
48/7p ordinary	CFD	Short	267614	2.286548        GBP
48/7p ordinary	CFD	Short	120723	2.2231        GBP
48/7p ordinary	CFD	Short	2372	2.209        GBP
48/7p ordinary	CFD	Short	10000	2.297544        GBP
48/7p ordinary	CFD	Short	96961	2.249041        GBP
48/7p ordinary	CFD	Short	100000	2.249581        GBP
48/7p ordinary	CFD	Short	100000	2.289833        GBP
48/7p ordinary	CFD	Short	100000	2.25418        GBP
48/7p ordinary	CFD	Short	100000	2.268275        GBP
48/7p ordinary	CFD	Short	100000	2.228619        GBP
48/7p ordinary	CFD	Short	1602448	2.27323497        GBP
48/7p ordinary	CFD	Short	320000	2.30632513        GBP
48/7p ordinary	CFD	Short	44700	2.237496        GBP
48/7p ordinary	CFD	Short	500000	2.25913        GBP
48/7p ordinary	CFD	Short	312725	2.24308362        GBP
48/7p ordinary	CFD	Short	36559	2.235753        GBP
48/7p ordinary	CFD	Short	63441	2.227593        GBP
48/7p ordinary	CFD	Short	250000	2.233382        GBP
48/7p ordinary	CFD	Short	85562	2.290956       GBP
48/7p ordinary	CFD	Short	3141434	2.26041892        GBP
48/7p ordinary	CFD	Short	400000	2.219534        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	3 April 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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