Melrose Industries PLC

Major Shareholding Notification • Mar 29, 2018

National Storage Mechanism | Additional information

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RNS Number : 4026J

UBS AG (EPT)

29 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	28 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	2913472	2.24200        GBP	2.20640       GBP
48/7p ordinary	Sell	2051044	2.24200        GBP	2.20640        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	34192	2.2187634534394        GBP
48/7p ordinary	CFD	Long	100	2.216        GBP
48/7p ordinary	CFD	Long	422500	2.221513        GBP
48/7p ordinary	CFD	Long	1900	2.213        GBP
48/7p ordinary	CFD	Long	22339	2.235        GBP
48/7p ordinary	CFD	Long	8810	2.22089103291714        GBP
48/7p ordinary	CFD	Long	8706	2.22037330576614        GBP
48/7p ordinary	CFD	Long	6484	2.220263726095        GBP
48/7p ordinary	CFD	Long	26991	2.21897150902153        GBP
48/7p ordinary	CFD	Long	49817	2.21895357006644        GBP
48/7p ordinary	CFD	Long	241115	2.21243158        GBP
48/7p ordinary	CFD	Short	40077	2.224222        GBP
48/7p ordinary	CFD	Short	15915	2.22675815        GBP
48/7p ordinary	CFD	Short	44700	2.224644        GBP
48/7p ordinary	CFD	Short	1191000	2.22745113        GBP
48/7p ordinary	CFD	Short	50000	2.220222        GBP
48/7p ordinary	CFD	Short	37064	2.22304233        GBP
48/7p ordinary	CFD	Short	47731	2.226918        GBP
48/7p ordinary	CFD	Short	13903	2.22544558728332        GBP
48/7p ordinary	CFD	Short	1042	2.17395      GBP
48/7p ordinary	CFD	Short	2187	2.22544581618656        GBP
48/7p ordinary	CFD	Short	38336	2.23827003338898        GBP
48/7p ordinary	CFD	Short	72635	2.23393749569767        GBP
48/7p ordinary	CFD	Short	47029	2.23635777924259        GBP
48/7p ordinary	CFD	Short	1500	2.226733        GBP
48/7p ordinary	CFD	Short	700	2.222        GBP
48/7p ordinary	CFD	Short	2882	2.220202        GBP
48/7p ordinary	CFD	Short	100000	2.216761        GBP
48/7p ordinary	CFD	Short	20000	2.224143        GBP
48/7p ordinary	CFD	Short	52717	2.233        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	29 March 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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