Melrose Industries PLC

Major Shareholding Notification • Mar 15, 2018

National Storage Mechanism | Additional information

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RNS Number : 8475H

UBS AG (EPT)

15 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	14 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	2424388	2.20830       GBP	2.16309        GBP
48/7p ordinary	Sell	5047183	2.20700 GBP	2.16309        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	668831	2.182        GBP
48/7p ordinary	CFD	Long	19911	2.19411 GBP
48/7p ordinary	CFD	Long	22478	2.19130572114957        GBP
48/7p ordinary	CFD	Long	8530	2.19243610785463        GBP
48/7p ordinary	CFD	Long	9992	2.19595276220977        GBP
48/7p ordinary	CFD	Long	65186	2.19740527107048        GBP
48/7p ordinary	CFD	Long	15264	2.19193527253669        GBP
48/7p ordinary	CFD	Long	52550	2.19605328258801        GBP
48/7p ordinary	CFD	Long	29911	2.17418675403698        GBP
48/7p ordinary	CFD	Long	26958	2.18556606573188        GBP
48/7p ordinary	CFD	Long	17131	2.17278559336875        GBP
48/7p ordinary	CFD	Long	7086	2.1994594976009        GBP
48/7p ordinary	CFD	Long	15128	2.196483        GBP
48/7p ordinary	CFD	Long	540800	2.170791        GBP
48/7p ordinary	CFD	Long	25117	2.185        GBP
48/7p ordinary	CFD	Long	68100	2.195451        GBP
48/7p ordinary	CFD	Long	676000	2.18594        GBP
48/7p ordinary	CFD	Long	1000000	2.20599365        GBP
48/7p ordinary	CFD	Long	64963	2.202093        GBP
48/7p ordinary	CFD	Long	14786	2.201606        GBP
48/7p ordinary	CFD	Long	73707	2.201765        GBP
48/7p ordinary	CFD	Long	22894	2.201871        GBP
48/7p ordinary	CFD	Long	37307	2.196947        GBP
48/7p ordinary	CFD	Long	101400	2.20303993        GBP
48/7p ordinary	CFD	Short	112	2.197        GBP
48/7p ordinary	CFD	Short	3739	2.171978        GBP
48/7p ordinary	CFD	Short	11521	2.186872        GBP
48/7p ordinary	CFD	Short	36208	2.1697        GBP
48/7p ordinary	CFD	Short	4246	2.20014130946773        GBP
48/7p ordinary	CFD	Short	47262	2.201764        GBP
48/7p ordinary	CFD	Short	81814	2.2083        GBP
48/7p ordinary	CFD	Short	134517	2.184839        GBP
48/7p ordinary	CFD	Short	25117	2.185        GBP
48/7p ordinary	CFD	Short	24800	2.207        GBP
48/7p ordinary	CFD	Short	12517	2.20071354        GBP
48/7p ordinary	CFD	Short	289	2.206308        GBP
48/7p ordinary	CFD	Short	482606	2.195252        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	15 March 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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