Melrose Industries PLC

Major Shareholding Notification • Mar 13, 2018

National Storage Mechanism | Additional information

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RNS Number : 5705H

UBS AG (EPT)

13 March 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	12 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	17072745	2.24586        GBP	2.12100        GBP
48/7p ordinary	Sell	12122228	2.24586        GBP	2.12100        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	343492	2.15465918        GBP
48/7p ordinary	CFD	Long	10366	2.162734        GBP
48/7p ordinary	CFD	Long	6000	2.17172666666667        GBP
48/7p ordinary	CFD	Long	47	2.1757824        GBP
48/7p ordinary	CFD	Long	134928	2.135        GBP
48/7p ordinary	CFD	Long	50000	2.20743264        GBP
48/7p ordinary	CFD	Long	528100	2.134863        GBP
48/7p ordinary	CFD	Long	884311	2.1788        GBP
48/7p ordinary	CFD	Short	938303	2.23073648        GBP
48/7p ordinary	CFD	Short	65743	2.1613        GBP
48/7p ordinary	CFD	Short	343855	2.133125        GBP
48/7p ordinary	CFD	Short	1059552	2.1822444        GBP
48/7p ordinary	CFD	Short	33641	2.155378        GBP
48/7p ordinary	CFD	Short	35930	2.157747        GBP
48/7p ordinary	CFD	Short	4343	2.15098        GBP
48/7p ordinary	CFD	Short	11567	2.150757        GBP
48/7p ordinary	CFD	Short	100000	2.1255        GBP
48/7p ordinary	CFD	Short	606071	2.18170261        GBP
48/7p ordinary	CFD	Short	668201	2.15168331        GBP
48/7p ordinary	CFD	Short	1141825	2.20366249        GBP
48/7p ordinary	CFD	Short	126262	2.13160626316707        GBP
48/7p ordinary	CFD	Short	7929	2.13856980703746        GBP
48/7p ordinary	CFD	Short	141809	2.13914039306391        GBP
48/7p ordinary	CFD	Short	2014	2.12418073485601        GBP
48/7p ordinary	CFD	Short	39000	2.13133615384615        GBP
48/7p ordinary	CFD	Short	20166	2.17065258355648        GBP
48/7p ordinary	CFD	Short	190820	2.167502567865        GBP
48/7p ordinary	CFD	Short	1792	2.169354        GBP
48/7p ordinary	CFD	Short	409	2.168        GBP
48/7p ordinary	CFD	Short	104175	2.13334847        GBP
48/7p ordinary	CFD	Short	30800	2.186029        GBP
48/7p ordinary	CFD	Short	2014	2.16253227408143        GBP
48/7p ordinary	CFD	Short	109863	2.15492322255901        GBP
48/7p ordinary	CFD	Short	115000	2.21880682        GBP
48/7p ordinary	CFD	Short	281	2.180295        GBP
48/7p ordinary	CFD	Short	1052636	2.203829        GBP
48/7p ordinary	CFD	Short	335000	2.164926        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	13 March 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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