Melrose Industries PLC

Major Shareholding Notification • Feb 26, 2018

National Storage Mechanism | Additional information

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RNS Number : 9254F

UBS AG (EPT)

26 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	23 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	953111	2.27701        GBP	2.26237      GBP
48/7p ordinary	Sell	1145006	2.27650        GBP	2.26237      GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	23616	2.26924627371274        GBP
48/7p ordinary	CFD	Long	13600	2.269382        GBP
48/7p ordinary	CFD	Long	1906	2.2715        GBP
48/7p ordinary	CFD	Long	13867	2.268076        GBP
48/7p ordinary	CFD	Long	10956	2.26658999634903        GBP
48/7p ordinary	CFD	Long	51044	2.26901966930491        GBP
48/7p ordinary	CFD	Long	6565	2.26929931454684        GBP
48/7p ordinary	CFD	Long	1435	2.26639024390244        GBP
48/7p ordinary	CFD	Long	18494	2.26735968422191        GBP
48/7p ordinary	CFD	Long	9506	2.26452030296655        GBP
48/7p ordinary	CFD	Long	7709	2.269322        GBP
48/7p ordinary	CFD	Long	120709	2.26798        GBP
48/7p ordinary	CFD	Long	1036	2.267475        GBP
48/7p ordinary	CFD	Long	3773	2.271241        GBP
48/7p ordinary	CFD	Long	2025	2.273799        GBP
48/7p ordinary	CFD	Long	4998	2.273125        GBP
48/7p ordinary	CFD	Long	258	2.2697        GBP
48/7p ordinary	CFD	Long	443023	2.26462        GBP
48/7p ordinary	CFD	Long	8270	2.270993        GBP
48/7p ordinary	CFD	Short	80183	2.26982204        GBP
48/7p ordinary	CFD	Short	1958	2.26580193        GBP
48/7p ordinary	CFD	Short	1700	2.270882        GBP
48/7p ordinary	CFD	Short	7900	2.269544        GBP
48/7p ordinary	CFD	Short	418914	2.26913386        GBP
48/7p ordinary	CFD	Short	754	2.27096784        GBP
48/7p ordinary	CFD	Short	964	2.26875236        GBP
48/7p ordinary	CFD	Short	11200	2.270411        GBP
48/7p ordinary	CFD	Short	3700	2.270968        GBP
48/7p ordinary	CFD	Short	16300	2.270509        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	26 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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