Melrose Industries PLC

Major Shareholding Notification • Feb 20, 2018

National Storage Mechanism | Additional information

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RNS Number : 3945F

UBS AG (EPT)

20 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	19 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	1213851	2.26150        GBP	2.22200        GBP
48/7p ordinary	Sell	564472	2.26150        GBP	2.22200        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	7429	2.25459011980078        GBP
48/7p ordinary	CFD	Long	4836	2.25324028122415        GBP
48/7p ordinary	CFD	Long	31700	2.247147        GBP
48/7p ordinary	CFD	Long	13506	2.24045239152969        GBP
48/7p ordinary	CFD	Long	8735	2.256377790498        GBP
48/7p ordinary	CFD	Short	312229	2.24482        GBP
48/7p ordinary	CFD	Short	28804	2.232206        GBP
48/7p ordinary	CFD	Short	2896	2.227        GBP
48/7p ordinary	CFD	Short	75783	2.243214        GBP
48/7p ordinary	CFD	Short	25160	2.244322        GBP
48/7p ordinary	CFD	Short	64399	2.244715        GBP
48/7p ordinary	CFD	Short	9180	2.247217        GBP
48/7p ordinary	CFD	Short	4969	2.249487        GBP
48/7p ordinary	CFD	Short	5042	2.257035        GBP
48/7p ordinary	CFD	Short	8901	2.25099        GBP
48/7p ordinary	CFD	Short	319	2.256845        GBP
48/7p ordinary	CFD	Short	19398	2.253784        GBP
48/7p ordinary	CFD	Short	22430	2.254276        GBP
48/7p ordinary	CFD	Short	57126	2.256237        GBP
48/7p ordinary	CFD	Short	941	2.260624        GBP
48/7p ordinary	CFD	Short	10504	2.260967        GBP
48/7p ordinary	CFD	Short	508	2.2594094488189        GBP
48/7p ordinary	CFD	Short	9549	2.25494187873076        GBP
48/7p ordinary	CFD	Short	7749	2.26100916247258        GBP
48/7p ordinary	CFD	Short	17194	2.25852913807142        GBP
48/7p ordinary	CFD	Short	707	2.25994342291372        GBP
48/7p ordinary	CFD	Short	3621	2.26555371444352        GBP
48/7p ordinary	CFD	Short	12017	2.26417991179163        GBP
48/7p ordinary	CFD	Short	13655	2.26151006957159        GBP
48/7p ordinary	CFD	Short	179	2.2375        GBP
48/7p ordinary	CFD	Short	4401	2.24        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	20 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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