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Medtronic plc — Director's Dealing 2021
Jul 1, 2021
29841_dirs_2021-06-30_7660228b-74e7-4f7f-b188-4c0debe275be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2021-06-28
Reporting Person: Martha Geoffrey (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Ordinary Shares | M | 11500 | $55.32 | Acquired | 93448 | Direct |
| 2021-06-28 | Ordinary Shares | S | 11500 | $125.29 | Disposed | 81948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Stock Option (Right to Buy) | $55.32 | M | 11500 | Disposed | 2023-07-29 | Ordinary Shares (11500) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: This amount has been adjusted to correct a mathematical error in exempt transactions such as dividend reinvestment.
F3: This balance increased by 266 shares due to exempt transactions such as dividend reinvestment.
F4: This option to purchase 1,808 Medtronic ordinary shares for $55.32 per share, which was partially vested at the effective time of the Covidien acquisition, represents the conversion of an option to purchase 1,808 Medtronic Inc. common stock shares for $55.32 per share. This Medtronic plc stock option has the same terms and conditions as the original Medtronic Inc. stock option.
F5: This option to purchase 20,481 Medtronic ordinary shares for $55.32 per share, which was partially vested at the effective time of the Covidien acquisition, represents the conversion of an option to purchase 20,481 Medtronic Inc. common stock shares for $55.32 per share. This Medtronic plc stock option has the same terms and conditions as the original Medtronic Inc. stock option.
F6: This amount has been adjusted to correct a mathematical error that occurred in Column 9 in the previously filed Form 4 on April 7, 2021.