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Medtronic plc — Director's Dealing 2021
Nov 3, 2021
29841_dirs_2021-11-03_5af4d9ec-b2c2-4978-8bdd-01e843604dfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2021-11-01
Reporting Person: TEN HOEDT ROB (EVP & President EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Ordinary Shares | A | 832 | — | Acquired | 45418 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Stock Option (Right to Buy) | $120.23 | A | 6670 | Acquired | 2031-08-02 | Ordinary Shares (6670) | Direct |
| 2021-11-01 | Performance Share Units | $ | A | 2080 | Acquired | Performance Share Units (2080) | Direct |
Footnotes
F1: The restrictions on the award shall lapse 100% on August 2, 2024.
F2: This balance increased by 97 shares due to exempt transactions such as dividend reinvestment.
F3: These options become exercisable at the rate of 25% of the shares granted per year beginning on the date noted.
F4: Each performance share unit represents a contingent right to receive one share of Medtronic common stock.
F5: The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 2,080 shares will be issued. The actual number of shares to be issued could range from a low of 0 shares at minimum performance to a high of 4,160 shares at maximum performance. If minimum performance metrics are not met, such PSUs may vest at 0 shares.
F6: Vests on August 2, 2024.