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Medtronic plc — Director's Dealing 2019
Nov 5, 2019
29841_dirs_2019-11-04_0ed27b11-9fb3-48a1-9fb8-dc0e88efcaef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2019-11-01
Reporting Person: COYLE MICHAEL J (EVP & Group Pres, Cardiac&Vasc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Ordinary Shares | M | 37774 | $38.81 | Acquired | 226036 | Direct |
| 2019-11-01 | Ordinary Shares | S | 37774 | $109.50 | Disposed | 188262 | Direct |
| 2019-11-01 | Ordinary Shares | M | 1202 | $41.60 | Acquired | 189464 | Direct |
| 2019-11-01 | Ordinary Shares | S | 1202 | $109.50 | Disposed | 188262 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | Stock Option (Right to Buy) | $38.81 | M | 37774 | Disposed | 2022-07-30 | Ordinary Shares (37774) | Direct |
| 2019-11-01 | Stock Option (Right to Buy) | $41.60 | M | 1202 | Disposed | 2022-10-29 | Ordinary Shares (1202) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 250 | Indirect |
| Ordinary Shares | 4104 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: This balance increased by 243 shares due to exempt transactions such as dividend reinvestment.
F3: This option to purchase 75,548 New Medtronic ordinary shares for $38.81 per share, which was partially vested at the effective time of the Merger, was received in the Merger and represents the conversion of 75,548 Medtronic common stock shares for $38.81 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
F4: This option to purchase 2,404 New Medtronic ordinary shares for $41.60 per share, which was partially vested at the effective time of the Merger, was received in the Merger and represents the conversion of 2,404 Medtronic common stock shares for $41.60 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.