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Medtronic plc — Director's Dealing 2019
Nov 5, 2019
29841_dirs_2019-11-04_6874aa3a-0338-4068-9e9d-901a88ac1fdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2019-11-01
Reporting Person: WHITE ROBERT JOHN (EVP & President MITG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Ordinary Shares | M | 9643 | $29.52 | Acquired | 61711 | Direct |
| 2019-11-01 | Ordinary Shares | S | 3762 | $109.659 | Disposed | 57949 | Direct |
| 2019-11-01 | Ordinary Shares | M | 37209 | $36.58 | Acquired | 95158 | Direct |
| 2019-11-01 | Ordinary Shares | S | 28428 | $109.108 | Disposed | 66730 | Direct |
| 2019-11-01 | Ordinary Shares | S | 14662 | $109.667 | Disposed | 52068 | Direct |
| 2019-11-01 | Ordinary Shares | M | 5313 | $47.00 | Acquired | 57381 | Direct |
| 2019-11-01 | Ordinary Shares | S | 3349 | $109.113 | Disposed | 54032 | Direct |
| 2019-11-01 | Ordinary Shares | S | 1964 | $109.663 | Disposed | 52068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | Stock Option (Right to Buy) | $29.52 | M | 9643 | Disposed | 2021-11-30 | Ordinary Shares (9643) | Direct |
| 2019-11-01 | Stock Option (Right to Buy) | $36.58 | M | 37209 | Disposed | 2022-12-02 | Ordinary Shares (37209) | Direct |
| 2019-11-01 | Stock Option (Right to Buy) | $47.00 | M | 5313 | Disposed | 2023-12-01 | Ordinary Shares (5313) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: This balance increased by 151 shares due to exempt transactions such as dividend reinvestment.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.46 to $109.98, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.44 to $109.44, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.45 to $110.18, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $109.43, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.46 to $110.01, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.