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Medtronic plc — Director's Dealing 2018
Jan 8, 2018
29841_dirs_2018-01-08_71ed4ed0-41c6-4f2b-a457-75abe75059f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2018-01-05
Reporting Person: HAKAMI HOOMAN (EVP & Group President Diabetes)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-05 | Ordinary Shares | M | 26158 | $62.76 | Acquired | 91986 | Direct |
| 2018-01-05 | Ordinary Shares | S | 26158 | $85.00 | Disposed | 65828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-05 | Stock Option (Right to Buy) | $62.76 | M | 26158 | Disposed | 2024-07-28 | Ordinary Shares (26158) | Direct |
Footnotes
F1: This balance increased by 356 shares due to exempt transactions such as dividend reinvestment.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3: This option to purchase 1,594 ordinary shares of New Medtronic for $62.76 per share, which was unvested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,594 Medtronic common stock shares for $62.76 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
F4: This option to purchase 29,743 New Medtronic ordinary shares for $62.76 per share, which was unvested at the effective time of the Merger, was received in the Merger and represents the conversion of 29,743 Medtronic common stock shares for $62.76 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.
F5: This option to purchase 73,296 New Medtronic ordinary shares for $62.76 per share, which was unvested at the effective time of the Merger, was received in the Merger and represents the conversion of 73,296 Medtronic common stock shares for $62.76 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.