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Medtronic plc — Director's Dealing 2018
Aug 1, 2018
29841_dirs_2018-08-01_9751e87d-7821-4ebc-bc97-7da7df539a7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2018-07-30
Reporting Person: Surface Carol A (SVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-30 | Ordinary Shares | A | 8233 | — | Acquired | 46654 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-30 | Stock Option (Right to Buy) | $89.08 | A | 49707 | Acquired | 2028-07-30 | Ordinary Shares (49707) | Direct |
| 2018-07-30 | Stock Option (Right to Buy) | $89.08 | A | 1695 | Acquired | 2028-07-30 | Ordinary Shares (1695) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 535 | Indirect |
| Ordinary Shares | 1571 | Indirect |
Footnotes
F1: The restrictions on these restricted stock units shall lapse 100% on the third anniversary of the Grant Date if the Company's cumulative non-GAAP diluted earnings per share ("EPS") growth during the 36-month period ending on the last day of the Company's fiscal year 2021 equals or exceeds a 3% cumulative compound annual growth rate, as determined by the Compensation Committee.
F2: This balance increased by 211 shares due to exempt transactions such as dividend reinvestment.
F3: These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.