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Medtronic plc — Director's Dealing 2016
Aug 3, 2016
29841_dirs_2016-08-03_5c5cac4b-d6a9-44d0-b5ff-9e0b267a4434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2016-08-01
Reporting Person: HAKAMI HOOMAN (EVP & Group President Diabetes)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Ordinary Shares | A | 9085 | — | Acquired | 46946 | Direct |
| 2016-08-01 | Ordinary Shares | A | 11356 | — | Acquired | 58302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Stock Option (Right to Buy) | $88.06 | A | 1136 | Acquired | 2026-08-01 | Ordinary Shares (1136) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $88.06 | A | 36339 | Acquired | 2026-08-01 | Ordinary Shares (36339) | Direct |
Footnotes
F1: The restrictions on the restricted stock units shall lapse 100% on the third anniversary of the Grant Date if the Company's cumulative non-GAAP diluted earnings per share growth during the 36 month period ending on the last day of the Company's fiscal year 2019 equals or exceeds a 3% compound annual growth rate, as determined by the Compensation Committee.
F2: The restrictions on the award shall lapse 100% on the third anniversary of the Grant Date.
F3: This balance increased by 1,059 shares due to exempt transactions such as dividend reinvestment
F4: These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.