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Medtronic plc — Director's Dealing 2016
Aug 3, 2016
29841_dirs_2016-08-03_82330573-7065-4c45-af7e-a19a3b6734b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2016-08-01
Reporting Person: Surface Carol A (SVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Ordinary Shares | A | 8328 | — | Acquired | 68406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Stock Option (Right to Buy) | $88.06 | A | 1136 | Acquired | 2026-08-01 | Ordinary Shares (1136) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $88.06 | A | 33311 | Acquired | 2026-08-01 | Ordinary Shares (33311) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 844 | Indirect |
Footnotes
F1: The restrictions on such units shall lapse 100% on the third anniversary of the Grant Date if the Company's cumulative non-GAAP diluted earnings per share growth during the 36 month period ending on the last day of the Company's fiscal year 2019 equals or exceeds a 3% cumulative compound annual growth rate, as determined by the Compensation Committee.
F2: This balance increased by 294 shares due to exempt transactions such as dividend reinvestment.
F3: These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.