Medtronic plc — Director's Dealing 2016

Sep 19, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2016-09-15

Reporting Person: Powell Kendall J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-15	Ordinary Shares	M	2977	$51.61	Acquired	27198	Direct
2016-09-15	Ordinary Shares	M	1010	$52.84	Acquired	28208	Direct
2016-09-15	Ordinary Shares	M	1590	$50.34	Acquired	29798	Direct
2016-09-15	Ordinary Shares	M	2671	$29.96	Acquired	32469	Direct
2016-09-15	Ordinary Shares	M	1813	$44.13	Acquired	34282	Direct
2016-09-15	Ordinary Shares	S	7907	$85.445	Disposed	26375	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-15	Stock Option (Right to Buy)	$51.61	M	2977	Disposed	2017-06-22	Ordinary Shares (2977)	Direct
2016-09-15	Stock Option (Right to Buy)	$52.84	M	1010	Disposed	2017-09-01	Ordinary Shares (1010)	Direct
2016-09-15	Stock Option (Right to Buy)	$50.34	M	1590	Disposed	2018-04-28	Ordinary Shares (1590)	Direct
2016-09-15	Stock Option (Right to Buy)	$29.96	M	2671	Disposed	2019-04-27	Ordinary Shares (2671)	Direct
2016-09-15	Stock Option (Right to Buy)	$44.13	M	1813	Disposed	2020-05-03	Ordinary Shares (1813)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	3000	Indirect

Footnotes

F1: This balance increased by 110 shares due to exempt transactions such as dividend reinvestment.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.433 to $85.453, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: This option to purchase 2,713 New Medtronic ordinary shares for $51.61 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 2,713 Medtronic common stock shares for $51.61 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.

F4: This option to purchase 264 New Medtronic ordinary shares for $51.61 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 264 Medtronic common stock shares for $51.61 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.

F5: This option to purchase 1,010 New Medtronic ordinary shares for $52.84 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,010 Medtronic common stock shares for $52.84 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.

F6: This option to purchase 1,590 New Medtronic ordinary shares for $50.34 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,590 Medtronic common stock shares for $50.34 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.

F7: This option to purchase 2,671 New Medtronic ordinary shares for $29.96 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 2,671 Medtronic common stock shares for $29.96 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.

F8: This option to purchase 1,813 New Medtronic ordinary shares for $44.13 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,813 Medtronic common stock shares for $44.13 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.