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Medtronic plc — Director's Dealing 2016
Sep 28, 2016
29841_dirs_2016-09-28_231f074b-60cc-40fa-b6f6-87a9da2eb0b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Medtronic plc (MDT)
CIK: 0001613103
Period of Report: 2016-09-26
Reporting Person: Kuntz Richard (SrVP & Chief Scien, Clin, Reg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-26 | Ordinary Shares | M | 30624 | $35.92 | Acquired | 149425 | Direct |
| 2016-09-26 | Ordinary Shares | S | 25199 | $86.67 | Disposed | 124226 | Direct |
| 2016-09-27 | Ordinary Shares | S | 17141 | $86.696 | Disposed | 107085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-26 | Stock Option (Right to Buy) | $35.92 | M | 30624 | Disposed | 2019-08-03 | Ordinary Shares (30624) | Direct |
Footnotes
F1: The price is a weighted average price. These shares were sold in multiple transactions in prices ranging from $86.57 to $86.735, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote in this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.675 to $86.725, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: This option to purchase 30,624 New Medtronic ordinary shares for $35.92 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 30,624 Medtronic common stock shares for $35.92 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option.